Taking a dispute to the Victorian Equal Opportunity and Human Rights Commission
Anyone can bring a complaint about discrimination, sexual harassment or victimisation under the Equal Opportunity A written law made by parliament. Also called an ‘Act of parliament’, ‘statute’ or legislation., or about racial or religious vilification under the Racial and Religious Tolerance Act, to VEOHRC for dispute resolution. This is a free, impartial and flexible process. Details about how to make a complaint are available from www.humanrightscommission.vic.gov.au.
A person may bring a dispute in their own name, on behalf of a child, or on behalf of a person who is unable to bring a dispute themselves because of a disability. A person can also bring a representative complaint on behalf of others. VEOHRC needs to be satisfied that the person bringing the dispute has the To agree to something being done, to approve an action or arrangement. See also informed consent. of the relevant A person who begins a criminal prosecution against another in the Magistrates’ Court, or formally starts an action in a court or tribunal or makes a complaint to a complaint-handling body. In a civil action they could also be referred to as a plaintiff or an applicant. to do so.
A person can bring a dispute on behalf of themselves and another person(s) if VEOHRC is satisfied that:
- each person is entitled to bring a dispute;
- each person has consented to the dispute being brought to the body on their behalf; and
- the Claimed but not proved. For example, the police can allege in court that a car was stolen, but they then have to prove it with evidence. If you say a person did something illegal you are making an allegation. Unless you can back it up, you will not be able to win a court case about it. contravention arises out of the same conduct (if the dispute is brought on behalf of more than one person).
In addition to satisfying the three points above, a representative body may bring a dispute to VEOHRC on behalf of a person(s) if the representative body has sufficient interest in the dispute. This requirement is satisfied if the alleged unlawful conduct is a matter of genuine concern to the representative body because of the way conduct of that nature adversely affects the interests of the people it represents (or has the potential to do so). All people who are a A person or organisation directly involved in a court case. Parties include the plaintiff or applicant, the defendant, and any third party added to the action, but not independent witnesses. to a dispute brought by a representative body must be named.
For all complaints under the Equal Opportunity Act and the Racial and Religious Tolerance Act, VEOHRC may decline to provide or to continue to provide dispute resolution if:
- the alleged contravention occurred more than 12 months before the dispute was brought;
- the matter has been adequately dealt with by a An independent body that hears legal claims brought by parties and decides between them. Serious cases are heard by a judge and jury, or just a judge. Less-serious cases are heard by a magistrate. or A body set up to hear and decide disputes, usually with less formality and less strict rules of evidence than in a court proceeding.;
- the matter involves subject matter that would be more appropriately dealt with by a court or tribunal;
- a person has initiated proceedings in another forum; and
- VEOHRC considers it is not appropriate to provide or to continue to provide dispute resolution.
Dispute resolution provided by the VEOHRC
The principles of dispute resolution (s 112) provided by VEOHRC are:
- dispute resolution should be provided as early as possible;
- the type of dispute resolution offered should be appropriate to the nature of the dispute;
- the dispute resolution process is fair to all parties;
- dispute resolution is Done by your own free will. See also community treatment order (CTO).; and
- dispute resolution should be consistent with the objectives of the Equal Opportunity Act.
When a dispute is bought to VEOHRC, it is assessed to see whether the matter meets the threshold of a possible breach of the law. If accepted for dispute resolution, a complaint is allocated to a conciliator to begin the dispute resolution process. A conciliator then contacts the person or representative bringing the dispute and discusses relevant issues being raised in the complaint and explains the dispute resolution process, before contacting the person or parties against whom the dispute has been bought.
A person bringing a dispute to VEOHRC is encouraged to consider what it is they want as an outcome to the dispute. Examples of outcomes include an apology, a change in procedure or policy, compensation, reasonable adjustments made to a workplace or Formal delivery of legal documents to a person to tell them there are court proceedings against them which they must defend, or to make sure a witness in a case knows when they have to go to court to give evidence., or Something of value, such as money, given by one person to another person as part of a contract. given to a request for flexible working arrangements.
The dispute resolution process is flexible and adapted to the nature of the dispute. It may proceed by the conciliator communicating separately with the person bringing the dispute and the parties against whom the dispute has been brought. When appropriate, the conciliator may arrange for a more formal A form of alternative dispute resolution. The parties negotiate with the help of an independent person called a conciliator. The aim is to sort out the dispute by mutual agreement, rather than having a decision made by a court or tribunal. See also arbitration; mediation; negotiation. process in which the parties to the dispute meet and negotiate an outcome.
Where the parties agree to settle the dispute, a settlement agreement may be prepared and signed by the parties. A party may request that VEOHRC prepare a settlement agreement, which must be signed by the parties and certified by VEOHRC. Alternatively, the parties to the dispute might prepare their own settlement agreement and request that VEOHRC certify it (s 119).
A signed and certified settlement agreement may be lodged with VCAT for registration (s 120). On registration, the settlement agreement is taken to be an order of VCAT and can be enforced accordingly.
A party to a dispute may withdraw from dispute resolution at any time by informing VEOHRC. Withdrawal from dispute resolution does not prevent a person making an application to VCAT or commencing proceedings in another The authority of a court or tribunal to hear matters brought before it, based on some factor such as area or law, amount of money claimed, or geographic area..
Taking a dispute to VCAT
A person can make an application to VCAT about an alleged contravention of the Equal Opportunity Act or the Racial and Religious Tolerance Act – this is regardless of whether or not the person has first brought a dispute to VEOHRC for dispute resolution. No referral from VEOHRC is required.
VCAT usually requires parties to attend a A short hearing between the judge and the lawyers in a case to decide how the case will be run until the hearing starts. For example, information can be given about the legal points the parties disagree about and the evidence that can be admitted. and/or a compulsory case conference or A form of alternative dispute resolution where an independent person (a mediator) is appointed to help the parties come to agreement. Mediators do not decide the outcome of the dispute. They help the parties consider the issues and best possible outcome. Parties may choose to use mediation instead of going to court, or the court may order the parties to go to mediation as a way of avoiding a court hearing. See also arbitration; conciliation; negotiation. before it considers listing the matter for a full The time and place at which a court or tribunal hears the parties argue their case and makes a decision.. The directions hearing is where the process for the application is discussed and a timetable is set down for filing documents (such as the particulars of the claim and (1) A defendant’s response to the legal claims made against them in court by a prosecutor or plaintiff. (2) A lawful excuse for conduct: for example, causing minor injuries to someone while saving them from certain death. (3) ‘The defence’ is also a way of referring to the defendant and their legal team. and A person who can provide direct information based on their own knowledge about a relevant fact, and appears in court to give evidence about it. In some cases a witness may provide an affidavit or deposition setting out their evidence if they are not able to attend court. statements).
After VCAT hears a matter, a decision is made as to whether the complaint has been proven or not. Where VCAT finds discrimination, sexual harassment, victimisation, or racial or religious vilification proven, it can make orders that the person or organisation responsible for the unlawful conduct:
- refrain from committing any further contravention of the Equal Opportunity Act or the Racial and Religious Tolerance Act;
- pay compensation to the applicant for loss, damage or injury suffered in consequence of the contravention;
- do anything specified to redress any loss, damage or injury suffered by the applicant as a result of the contravention.
VCAT can make an order for all or any of the above, or it can decline to take any further action.
Parties may represent themselves or be represented by a professional advocate (e.g. a lawyer). VCAT has powers to compel parties to attend A way of resolving a dispute outside the court system. There are different kinds of alternative dispute resolution, including arbitration, negotiation and mediation., including mediation or a compulsory conference, and to compel third parties to appear before it and produce documents by issuing a A formal document issued by a court which says someone must appear in court on the date stated in the document. See also service; writ..
If you wish to make an application to VCAT, contact VCAT for further information (see ‘Contacts’ at the end of this chapter.) VCAT has an online application form (at www.vcat.vic.gov.au) for making a complaint of discrimination and a guide to assist people fill out this form. VCAT’s website also includes information about mediation and compulsory conferences and preparing for VCAT hearings, and a guide with relevant information to the parties before a hearing.
VCAT The amount charged by a lawyer for legal work. Lawyers can only charge the amount agreed with the client in a costs agreement or the amount stated by a court in its rules. The party who loses a case usually has to pay all their own costs plus most of the costs reasonably incurred by the other side. See also indemnity costs.
In VCAT proceedings, the starting point is that the parties bear their own costs. However, either party may apply to VCAT for an order that all or part of their costs of the proceedings be paid by the other party if it is fair to do so because of the conduct of the other party. In deciding whether to (1) A standard set of working conditions, including pay rates, for a particular industry. (2) A court decision that a party receive compensation, such as an award of damages to compensate them for physical injuries. costs, VCAT considers the case’s particular circumstances.
Other regulatory options under the Equal Opportunity Act
Under the Equal Opportunity Act (s 127), VEOHRC can investigate issues of systemic discrimination on an own-motion basis (i.e. initiated by VEOHRC). VEOHRC can investigate any matter relating to the operation of the Equal Opportunity Act, if:
- the matter raises a serious issue; and
- the matter relates to a class or group of people; and
- the matter cannot reasonably be expected to be resolved by dispute resolution or by making an application to VCAT under section 122 of the Equal Opportunity Act; and
- there are reasonable grounds to suspect that the Act has been contravened; and
- the investigation would advance the objectives of the Equal Opportunity Act.
VEOHRC may conduct an investigation as it sees fit but is bound by the principles of procedural fairness (s 129).
VEOHRC may request that a party to an investigation provide relevant information (including documents) to VEOHRC (s 130). Where relevant information is not provided upon request, VEOHRC can apply to VCAT to compel the information to be produced (s 131). VEOHRC may also make an application to VCAT to compel the attendance of witnesses at VEOHRC (s 134).
Following an investigation, VEOHRC may take any action that it sees fit, including:
- entering into an agreement with a person about the action required to comply with the Equal Opportunity Act; or
- referring the matter to VCAT; or
- reporting the matter to the Attorney-General or directly to parliament (s 139).
Under the Equal Opportunity Act (s 148), VEOHRC can issue practice guidelines on any matter related to equal opportunity law. Practice guidelines are not Able to be enforced by law. but may be taken into account by a court or tribunal (s 149).
VEOHRC has issued these practice guidelines:
- Family violence services and accommodation: Complying with the Equal Opportunity Act;
- Trans and gender diverse people in sport: Complying with the Equal Opportunity Act;
- Mental illness: Complying with the Equal Opportunity Act in employment;
- Guideline for general practices: Complying with the Equal Opportunity Act when providing services;
- Transgender people at work: Complying with the Equal Opportunity Act in employment;
- Guideline: Preventing and responding to workplace sexual harassment;
- Guideline for the recruitment industry and employers: Complying with the Equal Opportunity Act in recruitment.
These practice guidelines are available at VEOHRC’s website (www.humanrightscommission.vic.gov.au).
Section 152 of the Equal Opportunity Act specifies how an organisation can improve its compliance with the Equal Opportunity Act; and how to prepare an organisational action plan to improve compliance. Equal opportunity action plans may be registered with VEOHRC, which may provide advice about preparing and implementing action plans and set minimum requirements for them.
Like guidelines, action plans are not legally binding, but may be considered by a court or tribunal where relevant in proceedings before them.
This provision is similar to action plans to improve accessibility to employment and services for people with a disability, which can be registered with the Australian Human Rights Commission under the Disability Discrimination Act 1992 (Cth).
VEOHRC may intervene in proceedings
The Equal Opportunity Act (s 159) allows VEOHRC to seek leave to intervene in a matter that involves issues of discrimination, sexual harassment or victimisation. The Equal Opportunity Act (s 160) also allows VEOHRC to seek leave to assist the court or tribunal as A person who is not a party to a dispute but appears in a case to help the court, either to advise the court independently (without representing a party) or to help a party pro bono (without charging them) by, for example, explaining complicated laws to them in a balanced way. Also known as a ‘friend of the court’. (friend of the court).
VEOHRC’s legal submissions under the Equal Opportunity Act can be viewed at VEOHRC’s website (www.humanrightscommission.vic.gov.au under ‘Submissions’).
Other VEOHRC functions
VEOHRC has other functions that assist with the oversight, prevention and regulation of discrimination, sexual harassment and victimisation under the Equal Opportunity Act. VEOHRC can:
- establish and To promise to do or not do something, such as returning to court on a certain day, or to hand a document over to another party in a legal proceeding. An undertaking is enforceable by attachment or like an injunction. information and education programs in relation to the Equal Opportunity Act, the Charter of Human Rights and Responsibilities Act 2006 (Vic), and the Racial and Religious Tolerance Act;
- promote and advance the objectives of the Equal Opportunity Act and be an advocate for this Act;
- notify the Attorney-General and relevant minister when it becomes aware of any provision of an Act that discriminates, or has the effect of discriminating, against any person;
- collect and analyse information and data relevant to the operation of the Equal Opportunity Act;
- undertake research into any matter arising from, or incidental to, the operation of the Equal Opportunity Act or that would advance the objectives of the Act; and
- submit a report to the Attorney-General on any matter arising from VEOHRC’s performance of its educative or research functions.
VEOHRC has the powers necessary to enable it to perform these functions.